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LO Pak Lam

羅柏林
CE BPW653Licensed IndividualSFO licence active
Official SFC record

LO Pak Lam (CE number BPW653) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTBP Investment Advisory (HK) Limited

Licence Record (2)

2021-10-15 – present Current
TBP Investment Advisory (HK) Limited Rep
RA 9
2020-07-22 – 2021-10-12
Shanxi Securities International Asset Management Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW653