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CHEN Dong Wen

陳棟文
CE BPT403Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Dong Wen (CE number BPT403) is an individual licensed by the Hong Kong SFC. First licensed on 2023-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTheia Securities Limited
遠源證券有限公司
RepresentativeTheia Securities Limited
遠源證券有限公司

Licence Record (3)

2024-03-15 – present Current
Theia Securities Limited RO
RA 4 RA 9
2024-01-29 – present Current
Theia Securities Limited Rep
RA 1 RA 4 RA 9
2023-07-14 – 2023-10-10
STARSEA ASSET MANAGEMENT LIMITED Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPT403