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LU Xinzheng

魯昕政
CE BPR644Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Xinzheng (CE number BPR644) is an individual licensed by the Hong Kong SFC. First licensed on 2020-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerXinKong International Asset Management Limited
信控國際資產管理有限公司
Responsible OfficerXinKong International Capital Limited
信控國際融資有限公司
Responsible OfficerXinKong International Securities Limited
信控國際證券有限公司

Licence Record (4)

2023-03-27 – present Current
XinKong International Capital Limited RO
RA 1 RA 6
2022-07-06 – present Current
XinKong International Asset Management Limited RO
RA 9
2020-11-26 – present Current
XinKong International Securities Limited RO
RA 1 RA 2 RA 4
2020-05-22 – 2020-11-26
XinKong International Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPR644