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WU Qian

伍前
CE BPQ766Licensed IndividualSFO licence active
Official SFC record

WU Qian (CE number BPQ766) is an individual licensed by the Hong Kong SFC. First licensed on 2020-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (2)

2021-07-16 – present Current
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2020-05-25 – 2021-05-11
Credit Suisse (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPQ766