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LIU Shang

刘上
CE BPQ440Licensed IndividualResponsible OfficerSFO licence active

LIU Shang (CE number BPQ440) is an individual licensed by the Hong Kong SFC. First licensed on 2020-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFortune Asset Management Limited
富強資產管理有限公司

Licence Record (3)

2024-07-15 – present Current
2024-06-04 – 2024-07-15
2020-05-18 – 2022-01-17