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XIE Xiaoping

谢孝平
CE BPM129Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIE Xiaoping (CE number BPM129) is an individual licensed by the Hong Kong SFC. First licensed on 2021-12-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCarlyon Securities Limited
格理昂證券有限公司
RepresentativeCarlyon Asset Management Limited
格理昂資產管理有限公司

Licence Record (3)

2026-01-22 – present Current
Carlyon Securities Limited RO
RA 1
2021-12-14 – present Current
Carlyon Asset Management Limited Rep
RA 9
2021-12-14 – 2026-01-22
Carlyon Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPM129