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GROELLER Johannes

CE BPL971Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GROELLER Johannes (CE number BPL971) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPJT Partners (HK) Limited

Licence Record (1)

2020-07-22 – present Current
PJT Partners (HK) Limited RO
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPL971