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LU Rong

陸榮
CE BPJ901Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Rong (CE number BPJ901) is an individual licensed by the Hong Kong SFC. First licensed on 2020-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerYue Xiu Asset Management Limited
越秀資產管理有限公司
Responsible OfficerYue Xiu Securities Company Limited
越秀証券有限公司

Licence Record (2)

2021-12-23 – present Current
Yue Xiu Securities Company Limited RO
RA 1 RA 2 RA 4 RA 5
2020-04-27 – present Current
Yue Xiu Asset Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPJ901