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TSAO Raymond W

CE BPI438Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSAO Raymond W (CE number BPI438) is an individual licensed by the Hong Kong SFC. First licensed on 2021-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerProbitas Hong Kong Limited
卓信融資顧問有限公司

Licence Record (1)

2021-02-22 – present Current
Probitas Hong Kong Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPI438