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WU Jian

武劍
CE BPG765Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Jian (CE number BPG765) is an individual licensed by the Hong Kong SFC. First licensed on 2020-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMidas Securities Limited
金源證券有限公司

Licence Record (3)

2022-07-27 – present Current
Midas Securities Limited RO
RA 1 RA 4 RA 9
2022-07-12 – 2022-07-27
Midas Securities Limited Rep
RA 1 RA 4 RA 9
2020-06-10 – 2022-07-09
Vision Asset Management (HK) Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPG765