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CHEN Xi

陳熙
CE BPA221Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Xi (CE number BPA221) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Sunrise Asset Management Limited
華升資產管理有限公司
Responsible OfficerChina Sunrise Securities (International) Limited
華升證券(國際)有限公司
RepresentativeChina Sunrise Asset Management Limited
華升資產管理有限公司

Licence Record (4)

2022-12-23 – present Current
China Sunrise Securities (International) Limited RO
RA 1 RA 4
2022-12-23 – present Current
China Sunrise Asset Management Limited RO
RA 4
2022-04-25 – present Current
China Sunrise Asset Management Limited Rep
RA 9
2019-11-18 – 2022-12-23
China Sunrise Securities (International) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPA221