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LIU Dan

劉丹
CE BOZ921Licensed IndividualSFO licence active
Official SFC record

LIU Dan (CE number BOZ921) is an individual licensed by the Hong Kong SFC. First licensed on 2019-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJoincap Capital Limited
中楷資本有限公司

Licence Record (2)

2019-12-09 – present Current
Joincap Capital Limited Rep
RA 4 RA 9
2019-12-09 – 2023-03-22
Grit Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOZ921