WAN Li

万勵

CE BOZ747Licensed IndividualResponsible OfficerSFO licence active

WAN Li (CE number BOZ747) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司
Responsible Officer	Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司
Responsible Officer	Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司

Licence Record (8)

2020-02-06 – present Current

Changjiang Securities Brokerage (HK) Limited RO

RA 1 RA 2 RA 4 RA 5

2020-02-06 – present Current

Changjiang Asset Management (HK) Limited RO

RA 4 RA 9

2020-02-06 – present Current

Changjiang Corporate Finance (HK) Limited RO

RA 6

2020-02-06 – 2024-04-15

Changjiang Futures (HK) Limited RO

RA 2 RA 5

2019-11-26 – 2020-02-06

Changjiang Securities Brokerage (HK) Limited Rep

RA 1 RA 2 RA 4 RA 5

2019-11-26 – 2020-02-06

Changjiang Futures (HK) Limited Rep

RA 2 RA 5

2019-11-26 – 2020-02-06

Changjiang Asset Management (HK) Limited Rep

RA 4 RA 9

2019-11-26 – 2020-02-06

Changjiang Corporate Finance (HK) Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOZ747