Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GU Kaiqi

顾凯亓
CE BOU750Licensed IndividualSFO licence active
Official SFC record

GU Kaiqi (CE number BOU750) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHuaan Securities (Hong Kong) Brokerage Limited
華安證券(香港)經紀有限公司
RepresentativeHuaan Securities (Hong Kong) Futures Limited
華安證券(香港)期貨有限公司

Licence Record (4)

2021-12-24 – present Current
Huaan Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2021-12-17 – present Current
Huaan Securities (Hong Kong) Futures Limited Rep
RA 2 RA 5
2021-08-17 – 2021-10-04
Longrun Financial Group Limited Rep
RA 2
2019-09-27 – 2021-01-08
Zhongda (Hong Kong) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOU750