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GUO Jia

郭佳
CE BOT043Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Jia (CE number BOT043) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Securities Limited
建銀國際證券有限公司

Licence Record (2)

2024-02-01 – present Current
CCB International Securities Limited RO
RA 1 RA 4
2019-08-26 – 2024-02-01
CCB International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOT043