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PONG Wing In

龐穎妍
CE BOS539Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PONG Wing In (CE number BOS539) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHong Kong Broad Capital Limited
香港弘博資本有限公司

Licence Record (4)

2024-04-12 – present Current
Hong Kong Broad Capital Limited RO
RA 4 RA 9
2021-05-26 – 2024-04-12
Hong Kong Broad Capital Limited Rep
RA 9
2020-01-13 – 2020-03-13
Tongfang Securities Limited Rep
RA 9
2019-08-20 – 2020-01-05
Fortune Origin Securities Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOS539