Hong Kong Broad Capital Limited is a Hong Kong SFC licensed corporation (CE number BHD619). First licensed on 2018-06-26. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2021-09-16 |
| RA 9 | Asset Management | 提供資產管理 | 2018-06-26 |
| CE No. | Name | Chinese |
|---|---|---|
| BFE152 | CHENG Ka Lam | 鄭嘉琳 |
| BOS539 | PONG Wing In | 龐穎妍 |