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LAM Siu Mo

林少武
CE BOS468Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Siu Mo (CE number BOS468) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina CIFCO Securities Co., Limited
中國中期證券有限公司

Licence Record (8)

2026-01-09 – present Current
China CIFCO Securities Co., Limited RO
RA 9
2025-04-15 – 2025-11-30
Dewei Capital Limited RO
RA 4 RA 9
2024-09-16 – 2024-12-20
Solar Mass Capital Limited RO
RA 4 RA 9
2024-07-18 – 2024-09-16
Solar Mass Capital Limited Rep
RA 4 RA 9
2022-06-30 – 2024-03-31
AJ Asset Management Limited Rep
RA 4 RA 9
2020-07-08 – 2022-03-31
One Heritage Capital Management Limited Rep
RA 4 RA 9
2019-09-19 – 2020-07-01
Hao Tian International Securities Limited Rep
RA 1
2019-09-19 – 2020-07-01
Hao Tian Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOS468