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LEE Wai Yee

李惠而
CE BOR992Licensed IndividualSFO licence active
Official SFC record

LEE Wai Yee (CE number BOR992) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeOCBC Futures Investment (Hong Kong) Limited
華僑期貨投資 (香港) 有限公司
RepresentativeOCBC Securities Brokerage (Hong Kong) Limited
華僑證券經紀 (香港) 有限公司

Licence Record (2)

2019-09-20 – present Current
OCBC Securities Brokerage (Hong Kong) Limited Rep
RA 1
2019-09-20 – present Current
OCBC Futures Investment (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOR992