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WAN Lai Sze

溫麗詩
CE BOP273Licensed IndividualSFO licence active
Official SFC record

WAN Lai Sze (CE number BOP273) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShacom Futures Limited
上商期貨有限公司

Licence Record (5)

2024-10-16 – present Current
Shacom Futures Limited Rep
RA 2 RA 5
2023-10-19 – 2024-09-09
Rui Da International Asset Management (Hong Kong) Limited Rep
RA 9
2022-04-29 – 2024-09-09
Rui Da International Securities (Hong Kong) Limited Rep
RA 1
2020-02-03 – 2024-09-09
Rui Da International Finance Holding Limited Rep
RA 2
2019-07-16 – 2019-11-13
FUZE SECURITIES (INTERNATIONAL) LIMITED Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOP273