Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
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HUANG Xinzhe

黃昕哲
CE BOP111Licensed IndividualSFO licence active
Official SFC record

HUANG Xinzhe (CE number BOP111) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (5)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2023-03-09 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2021-07-13 – 2022-09-24
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2019-07-12 – 2021-04-30
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2019-07-12 – 2021-04-30
ICBC International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOP111