Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YAN Kuo

閻闊
CE BOM672Licensed IndividualSFO licence active
Official SFC record

YAN Kuo (CE number BOM672) is an individual licensed by the Hong Kong SFC. First licensed on 2019-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBalyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital)

Licence Record (3)

2022-06-13 – present Current
Balyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital) Rep
RA 9
2020-11-23 – 2022-03-25
Schonfeld Strategic Advisors (Hong Kong) Limited Rep
RA 9
2019-06-21 – 2020-10-31
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOM672