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YIP Sing Yau

葉星佑
CE BOM501Licensed IndividualSFO licence active
Official SFC record

YIP Sing Yau (CE number BOM501) is an individual licensed by the Hong Kong SFC. First licensed on 2019-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeForthright Securities Company Limited
方德證券有限公司

Licence Record (5)

2026-06-16 – present Current
Forthright Securities Company Limited Rep
RA 1
2024-06-14 – 2025-08-01
Manulife Investment Management (Hong Kong) Limited Rep
RA 1
2021-07-05 – 2021-10-06
KGI Asia Limited Rep
RA 1 RA 4
2019-06-24 – 2021-04-20
Zhongtai International Securities Limited Rep
RA 1
2019-06-24 – 2021-04-20
Zhongtai International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOM501