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XIE Wenjun

謝文軍
CE BOK590Licensed IndividualSFO licence active
Official SFC record

XIE Wenjun (CE number BOK590) is an individual licensed by the Hong Kong SFC. First licensed on 2019-06-03. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEmperor Securities Limited
英皇證券有限公司
RepresentativeEmperor Wealth Management Limited
英皇財富管理有限公司

Licence Record (3)

2023-10-30 – present Current
Emperor Securities Limited Rep
RA 1
2023-10-30 – present Current
Emperor Wealth Management Limited Rep
RA 1
2019-06-03 – 2023-07-07
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOK590