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LAU Yin Kwan

劉燕群
CE BOH328Licensed IndividualSFO licence active
Official SFC record

LAU Yin Kwan (CE number BOH328) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Asia Limited

Licence Record (1)

2019-04-24 – present Current
Natixis Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOH328