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WONG Sau Yip

黃守業
CE BOG792Licensed IndividualSFO licence active
Official SFC record

WONG Sau Yip (CE number BOG792) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeEmperor Asset Management Limited
英皇資產管理有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司
RepresentativeEmperor Wealth Management Limited
英皇財富管理有限公司

Licence Record (5)

2026-10-14 – present Current
Emperor Securities Limited Rep
RA 1
2026-10-14 – present Current
Emperor Wealth Management Limited Rep
RA 1 RA 4
2026-10-14 – present Current
Emperor Asset Management Limited Rep
RA 4 RA 9
2022-03-17 – 2026-07-08
UCAP Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2019-04-23 – 2022-02-28
Rich Union Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOG792