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XIA Guangmin

夏廣民
CE BOE427Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIA Guangmin (CE number BOE427) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (4)

2025-08-27 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2025-08-27 – present Current
GF Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2025-08-27 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 4
2019-04-01 – 2019-05-22
Rising Glory Finance Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOE427