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YIP Timothy James

葉嘉明
CE BOD908Licensed IndividualSFO licence active
Official SFC record

YIP Timothy James (CE number BOD908) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSZ (Hong Kong) Limited

Licence Record (1)

2019-02-28 – present Current
HSZ (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOD908