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CHEN Kai

陳凱
CE BOD382Licensed IndividualSFO licence active
Official SFC record

CHEN Kai (CE number BOD382) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (2)

2019-02-26 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2019-02-26 – present Current
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOD382