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SMITH Matthew Richard

CE BOC894Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SMITH Matthew Richard (CE number BOC894) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-17. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMacquarie Markets Trading Limited

Licence Record (1)

2020-12-17 – present Current
Macquarie Markets Trading Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOC894