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LI Peng

李鵬
CE BOA529Licensed IndividualSFO licence active
Official SFC record

LI Peng (CE number BOA529) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCCB International Asset Management Limited
建銀國際資產管理有限公司
RepresentativeCCB International Capital Limited
建銀國際金融有限公司
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (4)

2025-05-16 – present Current
CCB International Asset Management Limited Rep
RA 1
2025-05-16 – present Current
CCB International Capital Limited Rep
RA 1
2019-01-14 – present Current
CCB International Securities Limited Rep
RA 1 RA 2 RA 4
2022-11-30 – 2025-05-16
CCB International Securities Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOA529