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XIAO Miaozhen

肖妙珍
CE BOA217Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIAO Miaozhen (CE number BOA217) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerZinvest Global Limited
尊嘉證券國際有限公司
RepresentativeZinvest Capital Management Limited
尊嘉資產管理有限公司

Licence Record (5)

2025-05-26 – present Current
Zinvest Global Limited RO
RA 1 RA 4
2021-08-18 – present Current
Zinvest Capital Management Limited Rep
RA 9
2020-04-24 – 2025-05-26
Zinvest Global Limited Rep
RA 1 RA 4
2019-11-04 – 2020-02-26
Splentide Capital Limited Rep
RA 1 RA 4
2019-02-13 – 2019-08-11
Livermore Holdings Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOA217