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ZHAO Baoming

趙宝明
CE BNZ230Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Baoming (CE number BNZ230) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSPDB International Capital Limited
浦銀國際融資有限公司
RepresentativeSPDB International Securities Limited
浦銀國際證券有限公司

Licence Record (4)

2026-05-11 – present Current
SPDB International Capital Limited RO
RA 1 RA 6
2021-12-08 – present Current
SPDB International Securities Limited Rep
RA 1
2024-03-13 – 2025-10-31
SPDB International Investment Management Limited Rep
RA 9
2019-01-10 – 2026-05-11
SPDB International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNZ230