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LI Guangchen

李光宸
CE BNY840Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Guangchen (CE number BNY840) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUOB KAY HIAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED
大華繼顯投資管理(香港)有限公司
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (3)

2026-09-30 – present Current
UOB KAY HIAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED RO
RA 9
2024-05-07 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2019-01-03 – 2021-06-13
Right Time Asset Management Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNY840