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LAM Tin Yan

林天恩
CE BNY559Licensed IndividualSFO licence active
Official SFC record

LAM Tin Yan (CE number BNY559) is an individual licensed by the Hong Kong SFC. First licensed on 2019-03-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (2)

2023-06-15 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4 RA 5 RA 9
2019-03-18 – 2023-02-01
Fitch (Hong Kong) Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNY559