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LI Kai Yuen

李佳原
CE BNY185Licensed IndividualSFO licence active
Official SFC record

LI Kai Yuen (CE number BNY185) is an individual licensed by the Hong Kong SFC. First licensed on 2018-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (4)

2022-09-13 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2022-06-28 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2 RA 4
2021-02-26 – 2022-06-13
Vontobel Limited Rep
RA 1
2018-12-18 – 2020-12-11
Haitong International Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNY185