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AU Pui Ho

區沛豪
CE BNX486Licensed IndividualSFO licence active
Official SFC record

AU Pui Ho (CE number BNX486) is an individual licensed by the Hong Kong SFC. First licensed on 2018-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSG Securities (HK) Limited
法國興業證券(香港)有限公司

Licence Record (1)

2018-12-10 – present Current
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNX486