Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU Wing Yan Marion

區頴恩
CE BNV458Licensed IndividualSFO licence active
Official SFC record

AU Wing Yan Marion (CE number BNV458) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-27. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Securities Hong Kong Limited

Licence Record (1)

2018-11-27 – present Current
State Street Securities Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNV458