Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WANG Dongzhe

王東哲
CE BNT132Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Dongzhe (CE number BNT132) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPDB International Investment Management Limited
浦銀國際投資管理有限公司

Licence Record (4)

2020-07-28 – present Current
SPDB International Investment Management Limited RO
RA 4 RA 9
2020-04-06 – 2020-07-28
SPDB International Investment Management Limited Rep
RA 4 RA 9
2019-04-30 – 2020-02-28
GF International Investment Management Limited RO
RA 1 RA 4 RA 9
2018-10-30 – 2019-04-30
GF International Investment Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNT132