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HU Steven

胡耀宗
CE BNS312Licensed IndividualSFO licence active
Official SFC record

HU Steven (CE number BNS312) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGlory Sun Securities Limited
寶新證券有限公司

Licence Record (3)

2022-08-30 – present Current
Glory Sun Securities Limited Rep
RA 1 RA 9
2019-03-01 – 2019-11-01
Chief Securities Limited Rep
RA 1
2018-11-15 – 2019-01-02
Valuable Capital Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNS312