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WANG Zhe

王喆
CE BNQ456Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Zhe (CE number BNQ456) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Asset Management Limited
建銀國際資產管理有限公司

Licence Record (3)

2026-05-12 – present Current
CCB International Asset Management Limited RO
RA 1 RA 4 RA 9
2020-05-20 – 2026-05-12
CCB International Asset Management Limited Rep
RA 1 RA 4 RA 9
2018-11-05 – 2020-03-06
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNQ456