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TAM Ka Yan

譚嘉欣
CE BNP677Licensed IndividualSFO licence active
Official SFC record

TAM Ka Yan (CE number BNP677) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (2)

2023-03-08 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 1 RA 4
2018-11-06 – 2020-05-05
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNP677