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XU Guobin

許国斌
CE BNP647Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Guobin (CE number BNP647) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLighthouse Capital (HK) Financial Limited
光源資本(香港)金融有限公司

Licence Record (3)

2023-02-17 – present Current
Lighthouse Capital (HK) Financial Limited RO
RA 1 RA 4 RA 9
2022-12-20 – 2023-02-17
Lighthouse Capital (HK) Financial Limited Rep
RA 9
2019-02-01 – 2022-11-30
EMP Capital Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNP647