Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

BAINBRIDGE Christopher Lawrence

CE BNP137Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BAINBRIDGE Christopher Lawrence (CE number BNP137) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSG Securities (HK) Limited
法國興業證券(香港)有限公司

Licence Record (2)

2021-06-22 – present Current
SG Securities (HK) Limited RO
RA 1 RA 2
2018-10-03 – 2021-06-22
SG Securities (HK) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNP137