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DU Haiyang

杜海洋
CE BNO911Licensed IndividualSFO licence active
Official SFC record

DU Haiyang (CE number BNO911) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFountainVest Capital Limited
方源資本有限公司

Licence Record (2)

2023-09-25 – present Current
FountainVest Capital Limited Rep
RA 4 RA 9
2018-09-27 – 2021-04-23
Deutsche Securities Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNO911