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XU Xiao

徐瀟
CE BNM996Licensed IndividualSFO licence active
Official SFC record

XU Xiao (CE number BNM996) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHarvest Global Capital Investments Limited
嘉實國際投資有限公司

Licence Record (4)

2019-09-17 – present Current
Harvest Global Capital Investments Limited Rep
RA 1 RA 4 RA 9
2019-05-09 – 2019-06-23
Haitong International Futures Limited Rep
RA 2
2018-10-08 – 2019-06-23
Haitong International Securities Company Limited Rep
RA 1
2018-10-08 – 2018-11-11
iBest Consultants Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNM996