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CAI Ziqi

蔡子琪
CE BNM212Licensed IndividualSFO licence active
Official SFC record

CAI Ziqi (CE number BNM212) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司

Licence Record (5)

2021-07-28 – present Current
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4
2020-02-10 – 2021-07-09
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2020-02-10 – 2021-07-09
China Industrial Securities International Futures Limited Rep
RA 2
2018-10-16 – 2019-11-02
Celestial Securities Limited Rep
RA 1
2018-10-16 – 2019-11-02
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNM212