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YIU Hoi Yip

姚開業
CE BNL488Licensed IndividualSFO licence active
Official SFC record

YIU Hoi Yip (CE number BNL488) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHaitong International Asset Management Limited
海通國際資產管理有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (3)

2020-10-16 – present Current
Haitong International Asset Management Limited Rep
RA 4 RA 5 RA 9
2018-08-29 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2018-08-29 – 2019-11-30
Haitong International Capital (HK) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNL488