Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Yu Leong

劉宇亮
CE BNL309Licensed IndividualSFO licence active
Official SFC record

LAU Yu Leong (CE number BNL309) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeARTE Capital Management Limited
安泰資本管理有限公司

Licence Record (4)

2022-11-29 – present Current
ARTE Capital Management Limited Rep
RA 4 RA 9
2021-01-21 – 2022-10-25
Well Link Securities Limited Rep
RA 1
2020-06-05 – 2020-12-31
GAOYU SECURITIES LIMITED Rep
RA 1 RA 9
2018-10-02 – 2020-05-22
Future Securities Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNL309