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ZHOU Zhicheng

周志成
CE BNJ995Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Zhicheng (CE number BNJ995) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司

Licence Record (5)

2023-02-17 – present Current
Guoyuan Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2022-12-02 – 2023-02-17
Guoyuan Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2021-10-04 – 2022-11-04
JQ Securities (Hong Kong) Limited RO
RA 4 RA 9
2020-06-05 – 2022-11-04
JQ Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-08-28 – 2019-07-26
XinKong International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNJ995